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FCA Provides Update on OFR Landing Slots for Funds in the TMPR

On 5 July 2024, the Financial Conduct Authority (FCA) published an important update on the Overseas Funds Regime (OFR), detailing new information…

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Focus sur l’ordonnance du 3 juillet 2024 portant modernisation du régime des FIA

L’ordonnance n° 2024-662 du 3 juillet 2024, suite à la loi d’habilitation 2023-973, vise à mieux intégrer les possibilités offertes par le…

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Greenwashing Under the Microscope: Key Takeaways from the ESAs’ Final Report 

Explore the latest on greenwashing in the financial sector from the European Supervisory Authorities' June 2024 reports. Learn about increased scrutiny, enforcement…

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Fresh Insights from the European Supervisory Authorities: June Edition!

Explore the ESAs' recent opinion on the SFDR framework review, highlighting potential future changes, recommendations for better investor information, and the implications…

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ESMA Issues Guidance on AI Use in Retail Investment Services: Navigating Benefits, Risks, and Compliance

Discover the European Securities and Markets Authority's (ESMA) new guidance on using Artificial Intelligence (AI) in retail investment services. Learn about the…

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The Senior Executive Accountability Regime – Is your firm ready to comply from 1 July 2024?

The Senior Executive Accountability Regime (SEAR), effective July 2024, mandates clearer accountability within firms by delineating specific responsibilities for senior executives. Part…

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CSSF publishes Circular 24/856 on the protection of investors, repealing Circular 02/77

Explore the key points of CSSF Circular 24/856, published on 29 March 2024, which addresses NAV calculation errors, investment rule compliance, and…

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UK Regulatory Landscape: What Firms Need to Know for the New Anti-Greenwashing Rule

Discover how the UK Financial Conduct Authority's new anti-greenwashing rule, effective from 31 May 2024, mandates transparency in sustainability claims by financial…

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Navigating EU Markets: Simplifying the Process for US Fund Managers

There is common misconception among US and other non-EU investment managers that selling their funds into the EU is risky or prohibitively…

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EMIR Refit reporting going live on 29 April 2024: what does it mean for asset managers?

Updated trade reporting rules under EU EMIR are going live on Monday 29 April 2024, and equivalent rules are going live in…