Insights

Blog Post

AllBlog PostCase StudyDORA SeriesEventGuideNewsroomPodcastRelease NotesWebinarWhitepaper
Blog Post

Strategic AI Adoption in Investment Fund’s Compliance Management: The Build vs. Buy Dilemma

Explore the "build vs. buy" decision for generative AI in asset management, with key insights from Zeidler Group on costs, time, and…

Blog Post

SEC Releases 2025 Examination Priorities: What Investment Advisers Should Know

Stay ahead of the SEC's 2025 Examination Priorities with insights on fiduciary standards, compliance programs, private fund adviser exams, and the growing…

Blog Post

Unlocking the Power of AI: Crafting a Responsible Usage Policy

Unlock the full potential of AI with a customized usage policy. Learn how to maximize benefits and mitigate risk.

Blog Post

Central Bank of Ireland published a clarification on the process for UCITS and AIFs Following ESMA’s New Guidelines on ESG Fund Names

In September 2024, the Central Bank of Ireland provided clarifications as to the process for UCITS and AIFs seeking compliance with ESMA’s…

Blog Post

Norway: Recent Regulatory Developments – Implementation of the Cross-Border Distribution Framework

From 1 October 2024, Norway will implement the EU’s Cross-Border Distribution Framework (CBDF), introducing key changes to the marketing and distribution of…

Blog Post

Latest Greenwashing Fine: A Crucial Wake-Up Call for ESG Compliance and Transparency

Discover how a recent greenwashing fine imposed on a leading investment management firm serves as a wake-up call for ESG compliance.

Blog Post

How the SEC’s $1.2 Million Fines Signal the Importance of Marketing Rule Compliance for Investment Managers

Learn how the SEC's recent $1.2 million fines highlight the importance of Marketing Rule compliance for investment managers. Discover common compliance mistakes…

Blog Post

Investors Welcome Delay in FCA’s Sustainable Fund Label Rules

The FCA has extended the deadline for asset managers to comply with its new sustainability-related naming and marketing rules to 2 April…

Blog Post

What Fund Managers Need to Know About UCITS Marketing in the UK and the Overseas Fund Regime

As the UK transitions from the TMPR to the Overseas Funds Regime (OFR), fund managers must stay informed to ensure continued UCITS…

Blog Post

Update: ESMA Guidelines on ESG Fund Names – Key Information and Upcoming Deadlines

ESMA has published translations of its Guidelines on using ESG or sustainability-related terms in fund names across all official EU languages, marking…