Insights

What we are reading, writing and watching.

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Pounds, Percentages and the End of RIY: Presenting Costs under CCI

Gentijana Begu and Jeet Doshi set out how the Product Summary reshapes cost disclosure under the UK CCI regime: Reduction in Yield calculations are gone, implicit transaction costs are no longer disclosed, and costs…

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ESG-Related Regulations on the Horizon: What the SEC Has in Store

Note to US Citizens: Please note that this article is not intended to constitute legal advice to any citizen or resident of…

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Section 34f Explained– ESG Requirements for German Financial Investment Intermediaries

Introduction A new regulation (Verordnung zur Änderung der Gewerbeanzeigeverordnung und der Finanzanlagenvermittlungsverordnung – the “Regulation“)  amended the German Financial Investment Intermediaries Ordinance…

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ELTIF 2.0: The Next Generation of Long-Term Investment Opportunities

Introduction  The European Long-Term Investment Fund (“ELTIF”) has been around since 2015 and was created to provide investors with an opportunity to…

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CSSF – Standardised Model Prospectus for UCITS

Introduction On 17 November 2022 the Luxembourg regulatory authority (Commission de Surveillance du Secteur Financier – “CSSF”) published a new Standardised Model…

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Zeidler Group Bolsters Global Reporting Services Practice with Leading Asset Management Expert Rüstem Dagtekin

The Zeidler Group today announced that industry leader Rüstem Dagtekin has joined as Director – Product Owner, in the Reporting Services Division,…

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Luxembourg: CSSF FAQ – Cross Border Distribution of Funds – Guidance on Marketing Communications

Introduction On 20 September 2022, the Luxembourg regulatory authority (Commission de Surveillance du Secteur Financier – “CSSF”) published a new “CSSF FAQ…

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Can a German Financial Investment Intermediary Simultaneously Act as a Tied Agent?

Introduction This blog explores the Germany-specific question of whether a German financial investment intermediary can simultaneously act as a tied agent and…

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ESG/Sustainable Finance Q3 Review

This fall has been a particularly busy season in the ESG/Sustainable Finance world. Many of our clients have reached out to us…

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Using ManCo Passporting for Marketing Third-Party Funds

As the regulatory landscape continues to evolve, more and more asset managers are using ManCo passporting to market third-party funds, not only…

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MiFID II Product Governance Obligations changes – Sustainability

Introduction   The European Union’s goal is to create a climate-neutral economy by 2050. To reach this goal, over the past few years…