Insights

What we are reading, writing and watching.

Podcast

CCI You Later, KIID: Getting Ready for the UK’s New Fund Disclosure Regime

In this episode of the Legal Zeidgeist, Kate Horgan is joined by Jeet Doshi and Gentijana Begu to unpack the practical implications of the UK’s new CCI framework and how firms can prepare for…

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Blog Post

Cross-Border Fund Distribution: ESMA’s Marketing Requirements

Earlier this month (3 July), the European Securities and Markets Authority (“ESMA”) published its report on marketing requirements and marketing communications under…

Blog Post

Effective Ongoing Fund Governance: Notifying Regulators On Changes To UCITS

Any changes with a UCITS listed for marketing in the EEA need to comply with the UCITS Directive pursuant to the regulatory…

Blog Post

Unveiling the EU’s Retail Investment Strategy: A Game-Changer for PRIIPs KIDs

Recent Developments: Proposed Changes to PRIIPs Regulation Following the EU Commission’s publication of its EU Retail Investment Strategy (RIS) on May 24,…

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Germany’s BaFin publishes revised MaRisk circular

The German Federal Financial Supervisory Authority, BaFin, has updated its circular on minimum requirements for risk management, known as MaRisk. The revised…

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Navigating DORA: Strengthening the Financial Sector’s IT Security

Delve into DORA, the EU's Digital Operational Resilience Act and what it means for the financial sector's IT security.

Blog Post

Norway: Recent Regulatory Developments

In this post, we explore recent regulatory developments that impact international fund managers, investment firms, and investment funds marketing in Norway. These…

Blog Post

The Future Financing Act – Germany’s plan to modernise and digitalise investing

Introduction and Overview  On 12 April 2023, the draft of the German Future Financing Act (Zukunftsfinanzierungsgesetz – the “Draft Law”) was published.…

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ESG Regulatory Round-up

The ESG space is constantly evolving, and staying up to date with the latest regulations and proposals is crucial for firms. In…

Blog Post

AFME May 2023: Key Takeaways

Following our attendance at the AFME European Sustainable Finance Conference, we reflect on our key takeaways in relation to regulation,  implementation, and…

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ESG-Related Regulations on the Horizon: What the SEC Has in Store

Note to US Citizens: Please note that this article is not intended to constitute legal advice to any citizen or resident of…