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ESG-Related Regulations: Update on the US SEC Fund Name Rule

Explore the SEC's recent amendments to the Fund Name Rule, addressing ESG-related regulations. Find out what funds need to do to align…

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SEC’s New Rules for Private Fund Advisers: Enhancing Oversight in the US

Explore the SEC's new rules for Private Fund Advisers in the US, designed to enhance oversight and transparency. Learn about key rules,…

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Publication of the Luxembourg Law of 21 July 2023 modernising Luxembourg funds toolbox

Luxembourg, a global financial hub, is once again at the forefront of innovation in fund regulations. The recently approved Bill of Law…

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How the European Sustainability Reporting Standards Paves the Way for Greener Investments

The European Commission has adopted the European Sustainability Reporting Standards. Following a 2-month scrutiny period, which can be extended by 2 months,…

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How the FCA’s Consumer Duty Regime Impacts the EMT

The Consumer Duty is a new set of rules developed by the FCA (Financial Conduct Authority) to create a higher standard of…

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Cross-Border Fund Distribution: ESMA’s Marketing Requirements

Earlier this month (3 July), the European Securities and Markets Authority (“ESMA”) published its report on marketing requirements and marketing communications under…

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Effective Ongoing Fund Governance: Notifying Regulators On Changes To UCITS

Any changes with a UCITS listed for marketing in the EEA need to comply with the UCITS Directive pursuant to the regulatory…

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Unveiling the EU’s Retail Investment Strategy: A Game-Changer for PRIIPs KIDs

Recent Developments: Proposed Changes to PRIIPs Regulation Following the EU Commission’s publication of its EU Retail Investment Strategy (RIS) on May 24,…

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Germany’s BaFin publishes revised MaRisk circular

The German Federal Financial Supervisory Authority, BaFin, has updated its circular on minimum requirements for risk management, known as MaRisk. The revised…

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Navigating DORA: Strengthening the Financial Sector’s IT Security

Delve into DORA, the EU's Digital Operational Resilience Act and what it means for the financial sector's IT security.