Podcast

Regulatory Compliance: Information interpretation for asset managers

3rd November 2021

In this Legal Zeidgeist episode, Legal Researcher, Sabir Musthafa, is joined by Senior Associate, Sarah Noville, to discuss how investment management firms can keep pace with regulatory change in multiple jurisdictions.
Providing an overview of questions that compliance professionals should consider from the outset, Sarah outlines the advantages and disadvantages of various approaches and how technology can assist.
Sarah also provides her best practice insights on how various departments in asset management firms such as sales and marketing, compliance and regulatory reporting can all sing from the same regulatory compliance hymn sheet.

Host

Sabir Musthafa

Guest

Sarah Noville

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